Foundation Year 1 Doctor, Wye Valley NHS Trust, Hereford, Herefordshire, United Kingdom
Foundation Year 1 Doctor in Harrogate District Foundation Trust
Honorary Clinical Senior Lecturer Brighton & Sussex Medical School
The adverse health effects of heatwaves were seen across Europe in 2003, when 14,729 excess deaths occurred in France during a 20-day heatwave - equivalent to a 55% rise in mortality on baseline periods.
The NHP aims to increase awareness of the threat of heatwaves amongst health and social care services as well as the general public. By improving preparedness, the expectation is that adverse health impacts of heatwaves will be reduced. The NHP outlines short and long term actions for the preparation of, and reaction to a heatwave.
Edited from Department of Health, 2011 Installation of thermometers in patient bays and recording of temperature four times daily Identifying vulnerable individuals Creation of cool areas for high risk patients Obtain supplies of ice and cold water Turning off unnecessary lights and electrical equipment Maximising green areas on and around the hospital site New building designs to aid passive cooling and minimise carbon emissions
The NHP is based on a heat-health watch system that describes four levels of caution (see
There is international evidence to suggest that the introduction of heatwave response plans may limit excess mortality rates during times of excess heat.
The UK Health Protection Agency (now known as Public Health England) has produced three commentaries on the English NHP since its inception.The first and most comprehensive of these was produced in 2007 and concluded that most healthcare managers were aware of the plan and found it helpful for heatwave planning and response.
Despite these commentaries, little empirical evaluation of the English NHP has been undertaken
The objectives of this study are to:
i.) assess how effectively the English NHP is disseminated amongst hospital staff; and
ii.) identify any factors that may inhibit the NHP’s implementation.
Before beginning research ethics approval was sought and granted from Brighton and Sussex Medical School Research Governance and Ethics Committee.
This study was performed using a qualitative analysis. Using a qualitative method allowed us to explore the motivations and behaviours related to the implementation of the NHD.
Data was collected in two forms; focus groups comprised of nurses and healthcare assistants (HCAs) (i.e. frontline staff) and semi-structured interviews with hospital managers from the same hospital. The rationale behind selecting managers and frontline hospital staff was due to a concern raised in previous reports about poor communication between the two groups.
Eligibility for focus groups included nurses and HCAs who had held their current role in the chosen hospital since at least the previous summer (defined as 1stJune 2011). Temporary staff were excluded. Nurses and HCA's were the main participants, and mixed within the focus groups, as they are likely to take the lead on implementing and monitoring many of the ward based actions recommended in the NHP. Potential participants were recruited using a variety of methods, as described in
The focus group recruitment process, reasons for non-participation and end-result focus groups participant numbers. FG = focus group Ppt = participant HCA = health care assistant
Hospital managers of interest were identified using the trust’s staff directory and approached via email. Managers whose roles were most directly relevant to the implementation of the NHP were selected. Again, participants must have held their current role since at least the previous summer. Five interviews took place in participants’ offices and lasted between 30-45 minutes each. The decision was made not to include hospital managers in the focus groups as it may have affected the dynamics of the focus groups. However the researchers did understand that semi-structured interviews are susceptible to bias as participants may feel the need to present their own work in a positive light.
Topics for both focus groups and interviews were developed by the principal researchers. Questions were developed and debated by the research team after consulting the NHP and relevant literature. The researchers also sought the views of relevant professionals to ensure relevance of the topics posed; these included a Health Protection Agency regional director and original lead author of the NHP, a health scientist from the Met Office and hospital redevelopment architects. Agreed topics included how widely the heatwave plan was circulated and acknowledged, the value given to the document, areas of the plan that are or are not implemented and the reasons behind these, and considerations for future editions of the plan. Although most questions were common to both interviewees and focus group participants, questions were customised accordingly. Topic guides for both the semi-structure interviews and the focus groups have been included below in figure 3 and figure 4.
The study was carried out at a large acute care hospital in England. The hospital covers a catchment area of around 300,000 people and offers a diverse range of healthcare services. Recruitment and data collection occurred in January and February 2012. All participants were given information sheets and provided with an opportunity to have any queries answered by the researchers. Written informed consent was obtained to audio record the interviews and focus groups. Care was taken not to disclose specifics of the project to the participants prior to data collection; instead, the participants were informed that the discussion would be about how hospitals cope during certain weather conditions.
It is important to recognize that data collection occurred in a non-heatwave period. The last Level 2 (alert) status in the area had been issued in 2011 and the last Level 3 (heatwave) status was triggered in 2009. Level 4 has never been activated.
All transcripts were anonymised and transcribed verbatim. A Framework Analysis was used to analyse focus groups transcripts, this meant that no prior assumptions were made about the knowledge or opinions that would emerge from these groups. Framework analysis is less appropriate for semi-structured interviews, especially given the ‘expert’ role held by the hospital managers. Instead, themes identified in the focus groups were mapped back onto interview transcripts in order to compare and contrast opinions.
Two researchers independently immersed themselves in the transcripts and noted emergent concepts, from which a preliminary list of themes were developed. These initial themes were discussed with a third researcher to arbitrate data that was more challenging to classify. At this point any data which directly challenged the emerging themes was discussed with the independent researcher and reasons for these differences were sought. Categories were then derived for each theme. Once no more themes emerged from the focus group data, the themes and categories were mapped back onto the interview transcripts. This mapping process was done by reading the interview texts, whilst continually referring to the focus group themes and categories and noting where there were commonalities and differences. Relevant quotes were coded and charted in Microsoft Excel until all relevant data had been scrutinised and the classification was agreed upon by all researchers.
Using a Framework Analysis approach, four themes emerged from the focus group discussions with frontline staff. These can be summarised as follows:
1) barriers to implementation,
2) importance of communication,
3) natural knowledge of heat and health; and
4) suggested improvements.
The themes are expanded upon below and the categories that emerged for each theme described below. There are examples of data extracted for each theme in each section.
The extent to which the NHP was implemented by staff in the observed hospital appeared variable. The following factors may have contributed to this limitation:
Most frontline staff were unaware of the NHP or the local trust version of the document. Only one participant claimed to have known about the document. This difference of awareness between participants was discussed with the independent researcher and it was thought this could be due to some participants having more recent training/induction into the trust where information on the NHP can be found.
There was a frequently stated view that the risk of heatwaves was too small to warrant the use of heatwave strategies when compared to other daily duties. Many participants also remarked on there being a greater cause for concern during extreme winter weather events, such as snow.
Many concerns were raised regarding limited or unsuitable resources and facilities, which may limit the heat-negating measures that can be employed. This ranged from a lack of functioning equipment, such as ice machines and fans, to unsuitable outdated hospital buildings. Frontline staff also identified poorly regulated heating controls on wards; whether due to unsuitable building stock or lack of communication. Many respondents pointed to the contribution of the hospital building itself to adverse heat effects. One respondent appreciated the need for taking heatwaves into account when designing new builds.
Frontline staff noted that some actions recommended in the NHP would conflict with other guidelines. Examples included the beneficial effects of using fans against the potential infection control risk and the extent to which windows were allowed to be opened. Participants perceived that there was little or no guidance on how these conflicts should be resolved.
Frontline staff felt that communication was vital in achieving heatwave preparedness. The following categories were identified within this theme:
Despite email being the hospital’s preferred method of communication for disseminating information in the event of a heatwave, some participants felt that email was a poor method of communication; the remaining respondents were unclear how an alert should be communicated.
Some frontline staff suggested that there was a lack of two-way communication during heatwave periods. There was also a consensus that HCA and nursing concerns were often overlooked by medical or managerial staff during a heatwave.
Despite frontline staff being unaware of the NHP, respondents demonstrated reasonable knowledge of how heat and health are linked and appropriate actions that should be taken in order to optimise care:
Participants were able to identify many of the at-risk groups identified within the NHP, particularly the elderly and those with certain medical conditions.
Even though participants were largely unaware of the NHP, they could successfully outline simple actions that they would undertake during periods of excess heat, many of which overlap with NHP guidance.
Many heat-negating actions were deemed to be ‘common sense’ by participants. Despite this, participants still felt the idea of a NHP was worthwhile. They felt it could be a useful document for reference and optimising patient care. A couple of participants also pointed out that the NHP may eventually impact on the country’s societal perception of heatwaves.
Frontline staff noted the importance of clinical experience during heatwaves, however there was a consensus that changes to individual patient care would only ever be subtle. Respondents rejected the idea that mass care should change when a heatwave occurs and instead the view that healthcare professionals should still manage patients on an individual level was voiced.
The NHP discusses the extra difficulties that arise when planning patients’ discharge during a heatwave period. Participants seemed attentive to this risk.
Frontline staff were keen to volunteer ideas that may improve future versions of the NHP, these include:
Although the NHP states that media use should be encouraged if a Level 2 or higher alert is triggered, none of the respondents could recall seeing or hearing a public media message regarding heatwaves. The use of television advertisements were suggested.
Respondents felt family involvement was important in protecting those susceptible to excessive heat. They suggested that public media messages could be targeted towards relatives of those who may be isolated or those who may struggle to look after themselves.
Frontline staff mentioned that they themselves found it more difficult working during hot conditions and that this should be taken into consideration in future iterations of the plan.
The themes and categories described above were used to probe the managers’ interview transcripts. The similarities and differences between frontline staff and managers’ perspectives are highlighted below.
Like frontline staff, hospital managers deemed the threat of heatwaves to be small and thus the aims and actions of the NHP were considered a low priority.
Managers largely agreed with frontline staff that lack of resources and poor building design often limits the benefit of staff actions. However, managers explored this conflict further and attempted to balance perceived constraints against what can be achieved. Managers were hopeful that a proposed redevelopment of the observed hospital would resolve some of these difficulties.
Hospital managers felt that many of the suggestions stated in the NHP were common sense. Despite this, managers usually felt the NHP was worthwhile and they appeared to attach greater importance to it than frontline hospital staff.
Like frontline staff, managers identified the elderly as being particularly at risk of the adverse effects of excess heat. Several other at-risk patient groups were also recognised .
All hospital managers were aware of the NHP compared to just one frontline employee.
Methods of communication regarding the presence or prediction of a heatwave appear to have been well thought out at a managerial level. Key managers are informed about heatwave alerts both by email and verbally during daily operational meetings. Managers have also considered the possibility of using instant messaging and social networking sites to disseminate alerts quickly to all staff. The consensus amongst managers was that communication had been well thought through, yet according to frontline focus groups, the cascading of information was ambiguous and incomplete. The resilience manager identified that this may be a problem.
A common criticism of the NHP amongst hospital managers was that some sections were irrelevant to their role. The creation of a local trust version of the policy helped with this issue; however some interviewees suggested that separate documents should be created for hospital and community services.
We found that hospital managers showed good awareness and knowledge of the NHP, in contrast, frontline clinical staff were largely unaware of it. Despite this, frontline staff demonstrated reasonable knowledge of the effects of heat on health and felt able to use their clinical experience to identify vulnerable individuals. Several barriers to implementation of the NHP were identified and communication of the plan’s actions to frontline staff is probably not as successful as managers assume. Staff were able to suggest improvements to the NHP.
The NHP is circulated amongst senior managers and directors from a variety of organisations including acute hospital trusts, social care services, voluntary organisations and public health bodies. This accounts for the high degree of awareness shown by hospital managers compared with the lack of familiarity amongst frontline ward staff. A previous study has remarked on a similar discrepancy in a community context.
We suggest that the priority given to the NHP within an organization is likely to correlate with the degree to which its actions are implemented and it was clear that both managers and frontline healthcare staff deemed the NHP as a low priority. Further raising of awareness amongst frontline health and social care professionals to the existence and aims of the NHP may be needed before its full implementation is possible.
All staff face the difficulty of implementing the NHP amongst other competing priorities. Added to this, frontline staff highlighted the sub-optimal building environments in which they often work and the difficulties of implementing the NHP recommendations in poorly designed wards, with poorly maintained equipment. We recognise this could be quite an individual issue raised within the hospital where the participants worked. Interestingly participants from different areas of the hospital placed varying amount of importance on their environment depending upon the design of the ward. The hospital studied in this paper has incorporated many of the NHP’s suggested actions into their building redevelopment project.
Communication is important in all contingency planning but is particularly critical during heatwave periods. Quick and effective communication and clearly established procedures are essential since the time lag between the start of a heatwave and excess mortality is brief.
The managers that we interviewed were critical that the NHP covers information on many different sectors, resulting in much of the material being viewed as irrelevant by individual establishments. This concern has been partially addressed in the 2013 update of the NHP.
Finally, although the plan does promote the use of public media messages forewarning the arrival of a heatwave, many respondents denied ever seeing or hearing any such advice. This may be because there had been no recent heatwaves prior to our study. In contrast, a previous study found that recall of media coverage was high when participants were questioned just months after a heatwave.
Most focus group participants worked on hospital wards that were located in the oldest part of the hospital and were therefore most affected by hot weather. The hospital is also located in the South East of England, which, other than London, is the region most likely to be exposed to high temperatures. This is useful, as the staff involved in the study are those most likely to be caring for patients during a real heatwave.
Our study participants were all hospital staff, meaning that this is the first report to evaluate the use of the NHP solely in a hospital environment. Furthermore, because we included managerial and clinical staff from the same hospital, the study reveals contrasts between managers’ perceptions and their staff’s knowledge and behaviour.
We cannot be confident that our focus groups were sufficiently large or numerous to achieve saturation with respect to the themes and categories that emerged during data analysis. A larger number of participants in the focus groups would have allowed us to randomise participants to different focus groups in efforts to aid discussion regarding heatwave issues experienced on a larger number of wards/variety of hospitals. If we had been able to gather data from a variety of hospitals this would have allowed us to triangulate our data adding validity to our results. We had hoped to present the results of the study back to the participants to ensure they were a thorough representation of participant views however due to the time restraints of the study this did not occur.
It is important to note that the study was carried out during a relatively cool period of weather, the previous regional heatwave being in 2009. We can therefore speculate that participant’s responses may have been different had there been a more recent heatwave or had data collection occurred in the summer months. For instance, we postulate that respondent’s perceptions on the priority of heatwave preparation may differ during warmer conditions. Nevertheless this allowed us to explore the longevity of the NHP, something that previous reports could not comment on.
This is the second independent evaluation of the use of NHP since its inception in 2004 and is the first to examine in detail the use of the plan in a hospital setting. Our study has begun to reveal different barriers to implementation to those previously identified in a community setting and has identified key areas that, with more research, could be improved upon in future iterations of the NHP.
We have highlighted the need to evaluate the knowledge and behaviours of those who are responsible for implementing the NHP. Ongoing more extensive evaluation of the implementation of the NHP needs to continue in future years. Our study demonstrates ongoing problems with top-down communication of the NHP, these problems may be under-estimated by managers and need further exploration. Email appears to be an ineffective form of communication for frontline staff and future studies may consider testing other modes of communication, particularly looking into the value of instant messaging services and social networking websites. The use of the NHP in other institutional settings needs to be evaluated. For example, several studies have highlighted the increased risk of those with psychiatric illness during hot weather.
The authors declare that no competing interests exist.
The authors would like to thank Dr Graham Bickler (South East Regional Director, HPA) and Christophe Sarran (Health Research Scientist, Met Office) for their contributions towards this study.